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Showing 202 to 211 of 291 search results for mifid.

  1. MiFiD: Regulation of markets in financial instruments

    Markets in Financial Instruments Directive (MiFiD) information for investment firms and trading venues.

  2. MiFID AIFM supplement form [docx]

    Forms

    Published: 27/01/2017

  3. MiFID Self Certification GEN Form [docx]

    Forms

    Published: 27/01/2017

  4. MiFID investment services and activities and investments types form [docx]

    Forms

    Published: 27/01/2017

    Last modified: 29/03/2022

    MiFID investment services and activities and investments types form.

  5. MiFID Authorisation Form [docx]

    Forms

    Published: 13/01/2017

    Last modified: 22/03/2022

    MiFID Authorisation Form

  6. MiFID IT Self Assessment Form [xls]

    Forms

    Published: 13/01/2017

  7. MiFID IT Controls Form [xlsx]

    Forms

    Published: 13/01/2017

  8. MiFID Annex for VOP Application Form [docx]

    Forms

    Published: 13/01/2017

    Last modified: 26/05/2022

    This MiFID Annex for VOP Applications can be used to provide information required by the RTS under 7(4) of MiFID II that has changed since your initial authorisation.

  9. MiFID ITS Annex II (List of Members of a Management Body) Form [docx]

    Forms

    Published: 13/01/2017

    Last modified: 22/03/2022

    MiFID ITS Annex II (List of Members of a Management Body) Form.

  10. MiFID Checklist: Wholesale [docx]

    Forms

    Published: 13/01/2017

    Last modified: 13/12/2021

    MiFID wholesale checklist - application for authorisation

  11. MiFID Investment Only Supplement Form [docx]

    Forms Firm and market data Retail banking Retail investments Retail lending General insurance and protection Investment management Pensions and retirement income

    Published: 13/01/2017

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