Publications

Showing 22 to 31 of 291 search results for mifid.

22. MiFiD: Regulation of markets in financial instruments

    Markets in Financial Instruments Directive (MiFiD) information for investment firms and trading venues.

23. Market Watch 82

    Newsletters

    Published: 23/07/2025

    Last modified: 23/07/2025

    Newsletter on market conduct and transaction reporting issues, July 2025.

24. Occasional Paper 67: Liquidity in the UK corporate bond market

    Occasional papers FCA research

    Published: 21/05/2025

    Last modified: 03/06/2026

    The UK corporate bond market was strong and growing in 2023 and 2024.

25. Information on authorised asset management firms and permissions - May 2025

    FOI releases

    Published: 15/05/2025

    Last modified: 18/07/2025

    The FCA provides information on authorised asset management firms and permissions.

26. PS25/4: Investment research payment optionality for fund managers

    Policy statements

    Published: 09/05/2025

    Last modified: 09/05/2025

    The FCA sets out final rules to improve the investment research market, including more options for paying for research.

27. Smaller asset managers and alternatives business model review: our findings

    Good and poor practice

    Published: 08/05/2025

    Last modified: 08/05/2025

    Find out how to benchmark sound risk management practices and better understand regulatory expectations.

28. CP25/9: Further proposals on product information for Consumer Composite Investments

    Consultation papers

    Published: 16/04/2025

    Last modified: 08/12/2025

    We’re consulting on further proposals to support the new regime for Consumer Composite Investments (CCIs) including changes to cost information and rules for the transitional period.

29. Final Notice 2025: The London Metal Exchange (RIE) [pdf]

    Final notices

    Published: 20/03/2025

    This Final Notice refers to breaches of the Recognised Investment Exchange and Recognised Clearing House sourcebook and the MiFID Regulatory Technical Standards relating to wholesale conduct in the Recognised Investment Exchanges sector. We imposed

30. Multi-firm review of liquidity risk management at wholesale trading firms

    Multi-firm reviews

    Published: 10/03/2025

    Last modified: 11/03/2025

    This paper summarises our observations from the multi-firm review of liquidity risk management at a range of wholesale trading (sell-side) firms.

31. Consumer support outcome: good practices and areas for improvement

    Good and poor practice

    Published: 07/03/2025

    Last modified: 10/07/2026

    Read the findings of our review into firms’ approaches to consumer support.

32. Private market valuation practices

    Multi-firm reviews

    Published: 05/03/2025

    Last modified: 05/03/2025

    The FCA sets out the results of a review into valuation processes for private market assets.