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Showing 102 to 111 of 169 search results for mifid II.
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MiFiD: Regulation of markets in financial instruments
Markets in Financial Instruments Directive (MiFiD) information for investment firms and trading venues. -
Firms continue to fail to meet our expectations on their use of dealing commission
We summarise our findings from a review that analysed dealing commission expenditure across 31 investment managers (covering asset managers, wealth managers and host-authorised corporate director providers) between 2012 and 2015. -
Market Data Processor (MDP) on-boarding application form [doc]
This MDP on-boarding application form is used to advise us what MiFID II data types an entity will be submitting. -
MiFID Annex Notes [docx]
MiFID Annex Notes -
MiFID Annex I: Application form for a data reporting services provider notes [docx]
This guidance provides clarification on completing the application for a DRSP. -
MiFID AIFM supplement form [docx]
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MiFID Self Certification GEN Form [docx]
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MiFID investment services and activities and investments types form [docx]
MiFID investment services and activities and investments types form. -
MiFID II – Application and notification user guide [pdf]
This user guide helps firms to decide which applications and notifications they should make to prepare for the implementation of MiFID II. -
MiFID ITS Annex II (List of Members of a Management Body) Form [docx]
MiFID ITS Annex II (List of Members of a Management Body) Form. -
MiFID Authorisation Form [docx]
MiFID Authorisation Form