Publications

Showing 12 to 21 of 169 search results for mifid II.

12. MiFiD: Regulation of markets in financial instruments

    Markets in Financial Instruments Directive (MiFiD) information for investment firms and trading venues.

13. Occasional Paper 67: Liquidity in the UK corporate bond market

    Occasional papers FCA research

    Published: 21/05/2025

    Last modified: 03/06/2026

    The UK corporate bond market was strong and growing in 2023 and 2024.

14. Ongoing financial advice services

    Multi-firm reviews

    Published: 24/02/2025

    Last modified: 24/02/2025

    The FCA sets out findings from our review of whether financial advisers are delivering the ongoing advice services that consumers have paid for.

15. PS25/1: Reforming the commodity derivatives regulatory framework

    Policy statements

    Published: 05/02/2025

    Last modified: 03/12/2025

    This Policy Statement sets out the FCA response concerning position limits, the exemptions from those limits, position management controls and the reporting regime.

16. Primary Market Bulletin 53

    Newsletters

    Published: 13/12/2024

    Last modified: 09/06/2026

    This edition of the FCA’s Primary Market Bulletin covers Knowledge Base updates following new UK Listing Rules.

17. PS25/13: The MiFID Organisational Regulation

    Policy statements

    Published: 27/11/2024

    Last modified: 09/10/2025

    We summarise the feedback we received to CP24/24 and Chapter 4 of CP24/11 and set out our final rules to transfer the firm-facing requirements of the MiFID Org Reg into FCA Handbook rules.

18. Market Watch 81

    Newsletters

    Published: 07/11/2024

    Last modified: 07/11/2024

    Newsletter on market conduct and transaction reporting issues, November 2024

19. Information on regulatory reporting requirements - August 2024

    FOI releases

    Published: 20/08/2024

    Last modified: 01/01/2025

    FCA provides information on regulatory reporting requirements.

20. Occasional Paper 64: OTC market frictions in stressed markets

    Occasional papers FCA research

    Published: 20/03/2024

    Last modified: 03/06/2026

    Our research explores the impact of over-the-counter (OTC) market frictions on liquidity in the UK gilt market.

21. Business Plan 2024/25

    Business plans

    Published: 19/03/2024

    Last modified: 09/04/2025

    Our Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.

22. PS23/11: Guidance on the trading venue perimeter

    Policy statements

    Published: 05/07/2023

    Last modified: 05/07/2023

    Consultation on new guidance on the regulatory perimeter for trading venues