Publications

Filter results

Filter by topic

Historical publications

Filter by date
Date range

Filter by document type

Search results

Showing 112 to 121 of 169 search results for mifid II.

  1. MiFiD: Regulation of markets in financial instruments

    Markets in Financial Instruments Directive (MiFiD) information for investment firms and trading venues.

  2. MiFID IT Controls Form [xlsx]

    Forms

    Published: 13/01/2017

  3. MiFID Annex for VOP Application Form [docx]

    Forms

    Published: 13/01/2017

    Last modified: 26/05/2022

    This MiFID Annex for VOP Applications can be used to provide information required by the RTS under 7(4) of MiFID II that has changed since your initial authorisation.

  4. MiFID Annex II: Notification form for the list of members of the management body [docx]

    Forms

    Published: 13/01/2017

    Last modified: 17/03/2022

    MiFID Annex II: Notification form for the list of members of the management body form

  5. MiFID Checklist: Wholesale [docx]

    Forms

    Published: 13/01/2017

    Last modified: 13/12/2021

    MiFID wholesale checklist - application for authorisation

  6. MiFID Maturity Assessment Form [xlsx]

    Forms

    Published: 13/01/2017

  7. MiFID Annex I: Application form for a data reporting services provider [docx]

    Forms

    Published: 13/01/2017

    Last modified: 17/03/2022

    MiFID Annex I: Application form for a data reporting services provider

  8. MiFID Investment and Home Finance Supplement Notes [docx]

    Forms

    Published: 13/01/2017

  9. MiFID Fees and Levies Supplement Form: Wholesale [docx]

    Forms

    Published: 13/01/2017

  10. MiFID Fees and Levies Supplement Notes: Wholesale [docx]

    Forms

    Published: 13/01/2017

  11. MiFID Controller Form: Legal Persons and Partnerships [docx]

    Forms

    Published: 13/01/2017

    Last modified: 17/03/2022

    MiFID Controller Form: Legal Persons and Partnerships
Did you find what you were looking for?