Publications

Showing 132 to 141 of 169 search results for mifid II.

132. MiFiD: Regulation of markets in financial instruments

     Markets in Financial Instruments Directive (MiFiD) information for investment firms and trading venues.

133. CP16/29: Markets in Financial Instruments Directive II implementation – Consultation Paper III [pdf]

     Consultation papers

     Published: 29/09/2016

     We are consulting on our third set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.

134. Minutes of the MiFID II implementation: Trade Association Roundtable, August 2016 [pdf]

     Meeting minutes

     Published: 31/08/2016

     From the meeting held on 3 August 2016.

135. Minutes of the MiFID II implementation: Trade Association Roundtable, May 2016 [pdf]

     Meeting minutes

     Published: 03/08/2016

     Last modified: 03/08/2016

     From the meeting held on 26 May 2016.

136. CP16/19: Markets in Financial Instruments Directive II Implementation [pdf]

     Consultation papers

     Published: 29/07/2016

     Last modified: 29/07/2016

     We set out our latest implementation proposals, and seek views on the proposed changes to the FCA Handbook.

137. TR16/5: UK equity market dark pools – Role, promotion and oversight in wholesale markets

     Thematic reviews

     Published: 21/07/2016

     Last modified: 29/08/2025

     FCA surveyed the UK equity marketplace, focusing on dark pools and broker crossing networks, by examining promotional activity and the identification and management of conflicts of interest.

138. Minutes of the MiFID II implementation: Trade Association Roundtable, April 2016 [pdf]

     Meeting minutes

     Published: 20/05/2016

     Last modified: 20/05/2016

     From the meeting held on 25 April 2016.

139. Minutes of the MiFID II implementation: Conduct Forum, April 2016 [pdf]

     Meeting minutes

     Published: 10/05/2016

     Last modified: 10/05/2016

     From the meeting held on 18 April 2016.

140. MiFID II Conduct Forum, April 2016: presentation [pdf]

     Systems information

     Published: 10/05/2016

     Last modified: 04/08/2016

141. PS16/13: Implementation of the Market Abuse Regulation

     Policy statements

     Published: 28/04/2016

     Last modified: 13/10/2016

     In this Policy Statement we report on the main issues arising from Consultation Paper 15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU) – and Consultation Paper 15/38:

142. Inducements and conflicts of interest thematic review: key findings

     Thematic reviews

     Published: 18/04/2016

     Last modified: 29/08/2025

     Thematic review about benefits provided and received by firms conducting MiFID business, and those carrying out regulated activities in relation to a retail investment product.