Publications

Showing 152 to 161 of 169 search results for mifid II.

152. MiFiD: Regulation of markets in financial instruments

     Markets in Financial Instruments Directive (MiFiD) information for investment firms and trading venues.

153. CP15/34: Regulatory fees and levies: policy proposals for 2016/17

     Consultation papers

     Published: 05/11/2015

     Last modified: 05/11/2015

     recover the data reporting costs associated with market monitoring under the Markets in Financial Instruments Directive (MiFID II) and Markets in Financial Instrument Regulation (MiFIR).

154. Minutes of the meeting of the MiFID II implementation roundtable [pdf]

     Meeting minutes

     Published: 04/11/2015

     Last modified: 04/11/2015

     From the meeting held on 22 October 2015.

155. Minutes of the meeting of the MiFID II implementation roundtable [pdf]

     Meeting minutes

     Published: 25/09/2015

     Last modified: 26/11/2015

     From the meeting held on 14 September 2015.

156. CP15/28: Quarterly Consultation Paper No. 10

     Consultation papers

     Published: 04/09/2015

     Last modified: 13/01/2017

     Since publishing our consultation, the MiFID II Delegated Regulation has been published and it now makes specific reference to the identification of the subject of a firm’s suitability assessment where ... As such, we concluded that it would not be

157. Minutes of the meeting of the MiFID II implementation roundtable [pdf]

     Meeting minutes

     Published: 10/08/2015

     Last modified: 26/11/2015

     Held on 17 July 2015

158. Minutes of the meeting of the MiFID II implementation roundtable [pdf]

     Meeting minutes

     Published: 29/06/2015

     Last modified: 29/06/2015

     Held on 8 June 2015

159. PS15/8: Solvency II

     Policy statements

     Published: 27/03/2015

     Last modified: 07/02/2022

     In this Policy Statement we report on the main issues arising from four FSA consultation papers.

160. mifid-ii-timeline.pdf [pdf]

     Documents

     Published: 26/03/2015

     Last modified: 26/03/2015

161. DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements

     Discussion papers

     Published: 26/03/2015

     Last modified: 03/11/2016

     DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements. ... For more information see a timeline of MiFID II implementation and read our pages on MiFID II.

162. DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements [pdf]

     Discussion papers

     Published: 26/03/2015

     Last modified: 26/03/2015