Publications
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Showing 162 to 169 of 169 search results for mifid II.
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MiFiD: Regulation of markets in financial instruments
Markets in Financial Instruments Directive (MiFiD) information for investment firms and trading venues. -
TR15/2: Structured Products: Thematic Review of Product Development and Governance
Read about the FCA's work in the structured products market to better understand consumer behaviour and how firms approach product development and governance. -
FS15/1: Discussion on the use of dealing commission
This paper reports on the main issues arising from Discussion Paper DP14/3: Discussion on the use of dealing commission regime, and sets out next steps. -
MiFID II conference: Commodities [pdf]
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MiFID II conference: Third countries [pdf]
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MiFID II conference: Best execution [pdf]
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TR14/13 - Best execution and payment for order flow
Additional obligations in the recast Markets in Financial Instruments Directive (MiFID II) are intended to address some of the specific weaknesses observed in this work, in particular regarding the adequacy of -
TR14/7: Clarity of fund charges
Read the findings from the FCA clarity of fund charges review. -
PS13/5 Implementation of the Alternative Investment Fund Managers Directive
We are setting out our rules for implementing the Alternative Investment Fund Managers Directive (AIFMD) and responding to the feedback to our consultation.