Publications

Showing 22 to 31 of 169 search results for mifid II.

22. MiFiD: Regulation of markets in financial instruments

    Markets in Financial Instruments Directive (MiFiD) information for investment firms and trading venues.

23. Information on enforcement actions for non-compliant Personal Account Dealing (PAD) and MiFID II transaction reporting - March 2023

    FOI releases

    Published: 06/03/2023

    Last modified: 31/12/2024

    FCA provide information on enforcement actions for non-compliant Personal Account Dealing (PAD) and MiFID II transaction reporting - March 2023.

24. Market Watch 72

    Newsletters

    Published: 11/01/2023

    Last modified: 11/01/2023

    In this Market Watch, we outline our recent findings on the quality of service provided by Approved Publication Arrangements (APAs) and Approved Reporting Mechanisms (ARMs), collectively known as Data Reporting Services Providers (DRSPs), to clients

25. Market Watch 70

    Newsletters

    Published: 03/10/2022

    Last modified: 03/10/2022

    In this Market Watch, we outline recent observations on the transaction reporting and instrument reference data regimes. These will be of interest to investment firms, credit institutions, trading venues, systematic internalisers, and approved

26. Trade transparency and market liquidity data 2021/22

    Data

    Published: 19/07/2022

    Last modified: 19/07/2022

    The FCA's summarises its findings on its interventions on trade transparency in 2021/22.

27. Information on transaction reporting under MiFIR - May 2022

    FOI releases

    Published: 11/05/2022

    Last modified: 25/10/2022

    The FCA answers questions regarding transaction reporting under MiFIR.

28. CP22/4: Quarterly Consultation Paper No. 35

    Consultation papers

    Published: 04/03/2022

    Last modified: 25/08/2022

    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

29. PS21/20: Changes to UK MiFID’s conduct and organisational requirements

    Policy statements

    Published: 30/11/2021

    Last modified: 30/11/2021

    We set out our final policy position and rules on changes to the research rules and removal of best execution reporting in RTS 27 and RTS 28 following feedback to CP21/9.

30. UK MiFID transparency calculations

    Data

    Published: 05/11/2021

    Last modified: 12/03/2026

    This page contains updates on the UK MiFID transparency calculations and the latest published data.

31. A strategy for positive change: our ESG priorities

    Corporate documents

    Published: 03/11/2021

    Last modified: 27/07/2026

    The FCA's environmental, social and governance (ESG) strategy sets out our target outcomes and the actions we expect to take to deliver these, to support the transition to a net zero economy.

32. Trade transparency and market liquidity data 2020/21

    Data

    Published: 15/07/2021

    Last modified: 15/07/2021

    Our 2020/21 trade transparency and market liquidity data.