Publications

Showing 52 to 61 of 169 search results for mifid II.

52. MiFiD: Regulation of markets in financial instruments

    Markets in Financial Instruments Directive (MiFiD) information for investment firms and trading venues.

53. Call for Input: PRIIPs Regulation – initial experiences with the new requirements

    Feedback statements

    Published: 28/02/2019

    Last modified: 28/02/2019

    In this Feedback Statement, we summarise responses to our Call for Input on the Packaged Retail and Insurance-based Investment Products (PRIIPs) Regulation. We also outline our next steps.

54. PS20/2: Publishing and disclosing costs and charges to workplace pension scheme members and amendments to COBS 19.8

    Policy statements

    Published: 28/02/2019

    Last modified: 04/02/2020

    Following our consultation in CP19/10, we are publishing our final rules and guidance on requiring pension scheme governance bodies to report costs and charges information to members of workplace pension schemes and some amendments to our COBS 19.8

55. MiFID Fees and Levies Supplement Form: Retail [docx]

    Forms

    Published: 09/08/2018

56. Impact Assessment: MiFID II product governance [pdf]

    Impact assessments

    Published: 01/08/2018

    Extension of MiFID II product governance provisions to non-MiFID firms

57. MiFID II Inducements [pdf]

    Impact assessments

    Published: 04/07/2018

58. MiFID II Independence [pdf]

    Impact assessments

    Published: 04/07/2018

59. MiFID II Occupational Pension Scheme (OPS) Firms [pdf]

    Impact assessments

    Published: 04/07/2018

60. MiFID II Taping [pdf]

    Impact assessments

    Published: 04/07/2018

61. MiFID II Investment Research [pdf]

    Impact assessments

    Published: 04/07/2018

62. MiFID II Client Categorisation [pdf]

    Impact assessments

    Published: 04/07/2018