Publications

Showing 62 to 71 of 169 search results for mifid II.

62. MiFiD: Regulation of markets in financial instruments

    Markets in Financial Instruments Directive (MiFiD) information for investment firms and trading venues.

63. MiFID II Disclosure Requirements [pdf]

    Impact assessments

    Published: 04/07/2018

64. MiFID II Research and Inducement [pdf]

    Impact assessments

    Published: 04/07/2018

65. MiFID II Best Execution [pdf]

    Impact assessments

    Published: 04/07/2018

66. MiFID II Retirement Interest Only Mortgages [pdf]

    Impact assessments

    Published: 04/07/2018

67. Periodic auctions

    Research insights FCA research

    Published: 25/06/2018

    Last modified: 03/06/2026

    With MiFID II altering the landscape of equity markets, we take a look at this emerging trading format – with the help of data. 

68. UK actions under MiFID II Articles 32 and 52 [xlsx]

    Data

    Published: 22/06/2018

    Last modified: 09/07/2025

    Publication of UK FCA actions (suspensions, removals and restorations) under MiFID article 32 and 52.

69. Automated investment services - our expectations

    Multi-firm reviews

    Published: 21/05/2018

    Last modified: 07/05/2024

    The FCA carried out two reviews, the first looking at firms offering automated online discretionary investment management and the second looked at firms providing retail investment advice exclusively through automated channels. The FCA reports back

70. PS18/10: Retiring FG12/15 and FG14/1

    Policy statements

    Published: 11/05/2018

    Last modified: 11/05/2018

    This Policy Statement outlines the response to our consultation launched in PS17/25 on the retirement of guidance FG12/15 and FG14/1, and confirms that both FG12/15 and FG14/1 have been retired.

71. PS18/1: Insurance Distribution Directive implementation - Feedback and near-final rules to CP17/33 and other IDD consultations

    Policy statements

    Published: 19/01/2018

    Last modified: 01/06/2018

    This is our third Policy Statement setting out near-final rules for the implementation of the Insurance Distribution Directive (IDD).

72. technical-standards-under-mifid-ii-and-mifir.pdf [pdf]

    Documents

    Published: 03/01/2018