Publications

Showing 92 to 101 of 169 search results for mifid II.

92. MiFiD: Regulation of markets in financial instruments

    Markets in Financial Instruments Directive (MiFiD) information for investment firms and trading venues.

93. Minutes of the MiFID II implementation: Trade Association Roundtable, November 2016 [pdf]

    Meeting minutes

    Published: 31/03/2017

    From the meeting held on 22 November 2016.

94. Minutes of the MiFID II implementation: Trade Association Roundtable, November 2016 [pdf]

    Meeting minutes

    Published: 31/03/2017

    From the meeting held on 14 November 2016.

95. Minutes of the MiFID II implementation: Trade Association Roundtable, December 2016 [pdf]

    Meeting minutes

    Published: 31/03/2017

    From the meeting held on 6 December 2016.

96. Minutes of the MiFID II implementation: Trade Association Roundtable, October 2016 [pdf]

    Meeting minutes

    Published: 31/03/2017

    From the meeting held on 6 October 2016.

97. Minutes of the MiFID II implementation: Trade Association Roundtable, January 2017 [pdf]

    Meeting minutes

    Published: 31/03/2017

    From the meeting held on 26 January 2017.

98. PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I

    Policy statements

    Published: 31/03/2017

    Last modified: 31/03/2017

    Firms need to continue with their preparations for the application of MiFID II on 3 January 2018. ... Firms also need to respond to our fifth Consultation Paper (CP17/8) on MiFID II implementation which is being published at the same time as this Policy

99. CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V

    Consultation papers

    Published: 31/03/2017

    Last modified: 26/06/2017

    We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

100. PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I [pdf]

     Policy statements

     Published: 31/03/2017

     This is our first policy statement setting out our near final rules for our implementation of MiFID II.

101. CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V [pdf]

     Consultation papers

     Published: 31/03/2017

     We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

102. Investment managers still failing to ensure effective oversight of best execution

     Multi-firm reviews

     Published: 03/03/2017

     Last modified: 29/08/2025

     We outline findings from supervisory work looking at how investment managers deliver best execution for their clients.