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Showing 202 to 211 of 265 search results for quarterly consultation papers.

  1. CP16/17: Quarterly Consultation No. 13 [pdf]

    Consultation papers

    Published: 04/07/2016

    Last modified: 04/07/2016

    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
  2. TR16/4: Embedding the Mortgage Market Review: Responsible Lending Review

    Thematic reviews

    Published: 16/05/2016

    Last modified: 29/08/2025

    Key findings of our thematic review of how firms are applying the responsible lending rules introduced following the Mortgage Market Review (MMR).
  3. DP16/3: Availability of information in the UK Equity IPO process

    Discussion papers

    Published: 13/04/2016

    Last modified: 13/04/2016

    DP16/3: Availability of information in the UK Equity IPO process. Discussion papers First published:. ... In this paper we consider three potential models for reform of the UK IPO process.
  4. PS16/8: FCA Handbook changes regarding the segregation of client money on loan-based crowdfunding platforms, the Innovative Finance ISA, and the regulated activity of advising on peer-to-peer agreements

    Policy statements

    Published: 21/03/2016

    Last modified: 21/03/2016

    To take account of these legislative changes, we published a discussion paper in November 2015 and a consultation paper in February this year setting out proposed changes to the FCA Handbook. ... We published a separate consultation paper in January 2016
  5. CP16/8: Quarterly Consultation Paper No. 12

    Consultation papers

    Published: 18/03/2016

    Last modified: 19/07/2017

    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
  6. CP16/8: Quarterly Consultation Paper No. 12 [pdf]

    Consultation papers

    Published: 18/03/2016

    Last modified: 18/03/2016

    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
  7. PS16/2: Implementation of the UCITS V Directive

    Policy statements

    Published: 02/02/2016

    Last modified: 02/02/2016

    In this PS we set out the final Handbook changes implementing the requirements above and give our response to the feedback received during the consultation period. ... We also outline some final guidance for depositaries of AIFs, which we consulted on in
  8. Addendum to CP15/42 [pdf]

    Consultation papers

    Published: 17/12/2015

    Last modified: 17/12/2015

    Addendum to CP15/42: Quarterly Consultation Paper No. 11
  9. CP15/42: Quarterly Consultation Paper No. 11

    Consultation papers

    Published: 04/12/2015

    Last modified: 17/12/2015

    CP15/42: Quarterly Consultation Paper No. 11. Consultation papers First published:. 04/12/2015. ... CP15/42: Quarterly Consultation Paper No. 11 [PDF]. An addendum to this consultation paper was published on 17 December 2015:.
  10. CP15/42: Quarterly Consultation Paper No. 11 [pdf]

    Consultation papers

    Published: 04/12/2015

    Last modified: 04/12/2015

    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
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