Publications

Showing 232 to 241 of 265 search results for quarterly consultation papers.

232. Consultation papers

     Find and participate in FCA consultations. See all consultations currently open for submissions.

233. GC14/7 Proposed guidance on financial crime systems and controls

     Guidance consultations

     Published: 14/11/2014

     Last modified: 30/08/2015

     GC14/7 Proposed guidance on financial crime systems and controls. Guidance consultations First published:.

234. TR14/16 – How small banks manage money laundering and sanctions risk: update

     Thematic reviews

     Published: 14/11/2014

     Last modified: 29/08/2025

     This report follows the Financial Services Authority’s 2011 report on Bank’s management of high money-laundering risk situations (the 2011 AML review) and the subsequent enforcement action and regulatory guidance.

235. PS14/15: Removing the Transparency Directive’s requirement to publish interim management statements - Including feedback on CP14/12 and final rules

     Policy statements

     Published: 07/11/2014

     Last modified: 30/08/2015

     This Policy Statement reports on the main issues arising from Consultation Paper (CP) 14/12 and publishes final rules. ... In 23 July 2014 we published a Consultation Paper proposing, at the request of HM Treasury, to implement the Transparency Directive

236. CP14/18: Quarterly consultation No.6

     Consultation papers

     Published: 05/09/2014

     Last modified: 05/09/2014

     CP14/18: Quarterly consultation No.6. Consultation papers First published:. 05/09/2014. Last updated: 05/09/2014. ... AIFs. Consultation paper 14/18.

237. CP14/18: Quarterly consultation No.6 [pdf]

     Consultation papers

     Published: 05/09/2014

     Last modified: 05/09/2014

     September 2014

238. CP14/12: Removing the Transparency Directive’s requirement to publish interim management statements

     Consultation papers

     Published: 23/07/2014

     Last modified: 15/01/2015

     Consultation papers First published:. 23/07/2014. Last updated: 15/01/2015. Share page. We are consulting on removing the requirement for issuers of shares admitted to trading on a regulated ... Consultation paper 14/12.

239. CP14/8: Quarterly consultation No.5

     Consultation papers

     Published: 06/06/2014

     Last modified: 06/06/2014

     CP14/8: Quarterly consultation No.5. Consultation papers First published:. 06/06/2014. Last updated: 06/06/2014. ... Consultation paper 14/8.

240. CP14/8 - Quarterly consultation No.5 [pdf]

     Consultation papers

     Published: 06/06/2014

     Last modified: 06/06/2014

     Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

241. CP14/4 – Quarterly Consultation Paper No. 4

     Consultation papers

     Published: 06/03/2014

     Last modified: 30/08/2015

     CP14/4 – Quarterly Consultation Paper No. 4. Consultation papers First published:. ... Consultation paper 14/4.

242. CP14/4 - Quarterly consultation No.4 [pdf]

     Consultation papers

     Published: 06/03/2014

     Last modified: 06/03/2014

     Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.