Publications

Showing 1 to 10 of 73 search results.

1. Asset management and alternative firms’ financial crime controls: our findings

   Good and poor practice

   Published: 22/07/2026

   Last modified: 22/07/2026

   Read the FCA findings on financial crime risks inherent in firms' business models, and how control frameworks identify, manage and mitigate those risks.

2. Annual report and accounts 2025/26 [pdf]

   Annual reports

   Published: 09/07/2026

   FCA annual report and accounts 2025/26. For the year ended 31 March 2026.

3. Insurance financial crime controls – multi-firm review

   Multi-firm reviews

   Published: 23/06/2026

   Last modified: 23/06/2026

   We set out our findings and what insurance firms can do to improve their financial crime systems and controls.

4. Frank Breuer 2026: Final Notice [pdf]

   Final notices

   Published: 12/05/2026

   This Final Notice refers to breaches of FIT, COCON 2.1.1 and APER 1 related to a lack of fitness/propriety and failing to act with integrity in the Investment Adviser sector. We imposed a prohibition and a financial penalty.

5. Research Note: Synthetic Data and Anti-Money Laundering – Project Report [pdf]

   Research notes

   Published: 15/04/2026

   This report summarises the work we have done, jointly with the Turing Institute and Plenitude Consulting.

6. Research Note: Synthetic Data and Anti-Money Laundering – Project Report

   Published: 15/04/2026

   Last modified: 15/04/2026

   A summary of the work we have done to generate a synthetic data set that can be used to improve money laundering detection.

7. Second Supervisory Notice 2026: Beauforce Corporation Limited [pdf]

   Supervisory notices

   Published: 20/03/2026

   For the reasons given in this Notice, the FCA has decided to maintain the requirements imposed on Beauforce Corporation Limited on 20 November 2025.

8. Enforcement Watch 1

   Newsletters

   Published: 28/01/2026

   Last modified: 28/01/2026

   Newsletter on insights and themes from the FCA's enforcement work, including publicity policy, priorities and international partnerships.

9. Final Notice 2025: Nationwide Building Society [pdf]

   Final notices

   Published: 12/12/2025

   This Final Notice refers to breaches of PRIN 3 and associated SYSC 6 rules related to financial crime controls in the building society sector. We imposed a financial penalty.

10. Financial crime controls in corporate finance firms: survey findings

    Good and poor practice

    Published: 20/10/2025

    Last modified: 03/12/2025

    Findings from the FCA survey on financial crime controls in corporate finance firms, including areas for improvement and good practice.