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Primary Market Bulletin 34
This edition of the FCA’s Primary Market Bulletin covers prospectus regulation. -
Primary Market Bulletin 33
This edition of the FCA’s Primary Market Bulletin covers Brexit, major shareholding notifications, short selling and MAR Article 17. -
FSA requires action of the HSBC Group
The Financial Services Authority (FSA), as lead regulator for the HSBC Group globally, is taking action in relation to issues in respect of HSBC’s compliance with anti-money laundering rules and US sanctions requirements. -
Annual Report 2014/15
The report provides an overview of:. our taking over responsibility for regulating consumer credit and the increase in the number of firms we regulate to 73,000. -
Financial Lives cost of living (Jan 2024) recontact survey
Find out more about the FCA's work on Financial Lives in 2024. -
FSA - PS13/7 Complaints against the regulators
This Policy Statement sets out the scheme for complaints against the Bank of England, the Financial Conduct Authority and the Prudential Regulation Authority. -
FS25/5: AI Live Testing
The FCA summarises feedback on proposals for firms to live-test AI models, to support safe and responsible deployment. -
Regional financial development and growth in the UK
We commissioned two independent research papers examining the relationship between financial services, regional economic outcomes, and the geography of finance in the UK. -
CP16/6: Complaints against the Regulators
CP16/6: Complaints against the Regulators [PDF]. This consultation is aimed at both consumers and firms who may wish to use the Complaints Scheme. -
Occasional Paper No. 30: Best buys and own brands: investment platforms’ recommendations of funds
In this paper, we examine the drivers, impact, and performance of investment platforms’ best buy lists.