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Sector Views - published February 2020
We set out our annual analysis of the way the financial environment is changing and the impact of these changes on consumers and market effectiveness. -
CP26/27: Remuneration: Solo-regulated firms’ rules reform
The FCA is seeking views on proposals for a simpler, more proportionate remuneration regime for in-scope FCA solo-regulated firms. -
CP13/9: Quarterly Consultation Paper No. 2
make minor amendments to the rules on platform charges and draft rule and guidance clarifying the treatment of legacy business in relation to cash rebates from providers to consumers;. -
FS19/6: Climate change and green finance
This Feedback Statement summarises the responses we received from stakeholders to our Discussion Paper (18/8) on Climate Change and Green Finance that we published in October 2018, and sets out our actions and next steps. -
FS21/7: Open finance – feedback statement
We summarise the feedback we received to our Call for Input, which explored the opportunities and risks from open finance. -
Research Note: Synthetic Data and Anti-Money Laundering – Project Report
A summary of the work we have done to generate a synthetic data set that can be used to improve money laundering detection. -
FG21/3: Advising on pension transfers
This Finalised Guidance (FG) provides non-Handbook guidance to help advisers understand our expectations when advising on pension transfers and conversions. -
CP22/4: Quarterly Consultation Paper No. 35
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. -
DP14/3 The use of dealing commission regime
We have carried out a review on whether further changes are needed to deliver a more transparent and efficient asset management sector for end investors. -
TR16/7: Review of annuity sales practices
This review assessed how firms provided information to customers, on a non-advised basis, about shopping around for enhanced annuities.