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CP16/8: Quarterly Consultation Paper No. 12
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
10 Year Anniversary: FCA Innovation Services
FCA support for firms launching innovative products and services has continued to evolve. This report highlights how FCA innovation services have provided that support. -
CP15/28: Quarterly Consultation Paper No. 10
make minor changes to the TC list of appropriate qualifications. update FSA guidance on Consumer Redress Schemes and incorporate it into CONRED. ... an offshore insurer some of the same protections as consumers receiving advice or a discretionary -
Mobile phone insurance: Follow-up review findings
This report presents the findings from the FCA's follow-up review of the mobile phone insurance market. -
FG15/5 - Primary Market Bulletin Nos. 8 and 9
Scientific research based companies (UKLA/TN/422.2). -
PS18/7: Staff incentives, remuneration and performance management in consumer credit firms
This FCA Policy Statement responds to feedback arising from CP17/20 and it sets final rules for staff incentives, remuneration and performance management in consumer credit firms. -
TR16/3: Meeting investors’ expectations
Thematic review that considered how firms ensure they manage funds and segregated mandates as they say they will. -
CP14/18: Quarterly consultation No.6
We are proposing to:. amend the procedure for processing a direction or determination by the FCA waiving, varying or disapplying requirements under the Consumer Credit Act 197. -
DP23/3: Review of the Senior Managers and Certification Regime (SM&CR)
In this joint Discussion Paper (DP) with the PRA, we are seeking input on potential ways to improve the Senior Managers and Certification Regime (SM&CR). -
PS15/15: FCA regulated fees and levies
We are publishing rules on our 2015/16 regulatory fees and levies for the FCA, the pensions guidance levy, the Financial Ombudsman Service (ombudsman service) general levy, and MoneyHelper (formerly the Money Advice Service).