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Showing 491 to 500 of 1004 search results for consumer research.

  1. Occasional Paper 63: HFTs and dealer banks: liquidity and price discovery in FX trading

    Occasional papers FCA research

    Published: 20/01/2023

    Last modified: 03/06/2026

    We characterise the liquidity provision and price discovery roles of dealers and high-frequency traders in the foreign exchange spot market.
  2. PS19/18: Restricting contract for difference products sold to retail clients

    Policy statements

    Published: 01/07/2019

    Last modified: 02/07/2019

    We have finalised rules restricting how CFDs and CFD-like options are sold, marketed, and distributed to retail consumers.
  3. PS21/16: Issuing statutory notices – a new approach to decision makers 

    Policy statements

    Published: 26/11/2021

    Last modified: 26/11/2021

    We are reforming our decision-making process so we can make faster and more effective decisions. This will help us improve how we tackle firms and individuals who do not meet the required regulatory standards.
  4. Complaints and root cause analysis: good practice and areas for improvement

    Good and poor practice

    Published: 11/12/2024

    Last modified: 10/07/2026

    The FCA sets out examples of good and poor practice following a thematic review on complaints and root cause analysis.
  5. PS19/30 Independent Governance Committees: extension of remit

    Policy statements

    Published: 17/12/2019

    Last modified: 15/05/2020

    This policy statement sets out the FCA's final rules to extend the remit of Independent Governance Committees, with new duties in 2 areas.
  6. PS24/7: Implementing the Overseas Funds Regime (OFR)

    Policy statements

    Published: 17/07/2024

    Last modified: 17/07/2024

    Our final rules on the implementation of the Overseas Funds Regime
  7. CP14/11: Retirement reforms and the Guidance Guarantee

    Consultation papers

    Published: 21/07/2014

    Last modified: 21/07/2014

    The options that consumers have at retirement will change from 6 April 2015. ... providers of other financial services products that play a role in consumers’ retirement planning.
  8. DP23/1: Finance for positive sustainable change

    Discussion papers

    Published: 10/02/2023

    Last modified: 05/06/2026

    We are asking for views on sustainability-related governance, incentives and competence in regulated firms.
  9. Overdrafts and coronavirus: temporary guidance for firms

    Finalised guidance

    Published: 09/04/2020

    Last modified: 30/11/2020

    FCA publishes temporary guidance on overdrafts during the coronavirus situation
  10. PS22/11: Improving the Appointed Representatives regime

    Policy statements

    Published: 02/08/2022

    Last modified: 12/12/2022

    We set out the final rules for the Appointed Representative regime to enhance consumer protection. We also respond to feedback to CP21/34
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