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Joint FCA and ICO statement on regulatory expectations regarding firms’ approaches to vulnerability related data
This statement is to help firms understand and apply the FCA’s and ICO’s expectations for delivering good outcomes for retail consumers in vulnerable circumstances, in line with the Consumer Duty, and to maintain confidence in the lawful, fair -
Managing potential risks from inactive appointed representatives
Read our review of good practice and areas for improvement we have seen in our supervisory work related to inactive appointed representatives (ARs). -
CP16/1: Consequential changes to the Senior Managers Regime
It also examines the impact that we believe they will have upon the industry and on consumers. -
FS19/7: Building a regulatory framework for effective stewardship
In January 2019, jointly with the Financial Reporting Council (FRC), we published a Discussion Paper, Building a Regulatory Framework for Stewardship (DP 19/1). This Feedback Statement (FS) responds to the views we received, within the scope of our -
Independent assessment of proposals to establish an open banking standards-setting body
The FCA has published an independent assessment report prepared by KPMG on proposals to lead the establishment of a future open banking standards-setting body. -
PS19/19: FCA regulated fees and levies 2019/20
We are publishing our final 2019/20 regulatory fees and levies including feedback on CP19/16. -
PS13/12: Mortgage Market Review: data reporting
These new rules may be of interest to consumers. While the new rules do not directly affect consumers, they will result in us collecting and processing more personal data than we -
CP14/13: Strengthening accountability in banking: a new regulatory framework for individuals
Consumers may be interested how individual accountability is being enhanced within relevant firms. -
CP15/20: Investing in authorised funds through nominees
The proposals will also be of interest to consumers who invest in authorised funds and consumer organisations. -
PS20/7: FCA regulated fees and levies 2020/21
We are publishing our final 2020/21 regulatory fees and levies including feedback on CP20/06.