Search results
Showing 811 to 820 of 1004 search results for consumer research.
-
PS18/8: Implementing asset management market study remedies and changes to our Handbook – feedback to CP17/18 and final rules
This policy statement sets out our final rules and guidance to address some of the findings of the asset management market study, focused on the duties that authorised fund managers have as the agents of investors in their funds. -
Occasional Paper No. 60: Banning Dark Pools: Venue Selection and Investor Trading Costs
This paper shows that investors can reduce their execution costs by selecting venues with less pre-trade transparency, such as dark pools or venues with similar characteristics. -
Firms’ use of the National Fraud Database (NFD) and money mule account detection tools
Money muling allows the criminal misuse of the financial system and facilitates fraud. We share the key findings from our review of payment services and account providers’ use of the National Fraud Database (NFD) and a money mule account detection -
PS14/2: Incoming Statutory Regime for Primary Information Providers - including feedback on CP13/8 and final rules
A robust, balanced, and legally enforceable regime governing PIPs will promote market integrity and consumer protection. ... potential PIPs. This PS is crucial reading for investors and may also be of interest to consumers who deal in UK-listed securities -
PS15/24: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers
Whistleblowing is a topic of wide public concern, although the detail of this policy statement is unlikely to be of direct interest to consumers. ... we regulate, such as stockbrokers, mortgage brokers, insurance brokers, investment firms and consumer -
FS15/5: Feedback statement to The FCA’s approach to advancing its objectives
We report on the feedback we received to our publication in July 2013 of general guidance on what firms and consumers can expect from the FCA. -
CP22/25: Proposed regulatory framework for pensions dashboard service firms
The FCA has set out the regulatory framework for firms that operate pensions dashboard services. -
CP26/7: Credit Information Market Study: Proposed approach to implementing FCA remedies
We consulted on proposals designed to improve how consumer credit information is shared and used across retail lending markets. -
Pension Wise standards: changes for secondary annuity market guidance: CP16/22
The FCA are consulting on proposed changes to the standards applied to Pension Wise designated guidance providers. -
PS19/13: Improving shareholder engagement and increasing transparency around stewardship
We have introduced new requirements to improve shareholder engagement and increase transparency around stewardship. The requirements come into effect on 10 June 2019. Asset managers and life insurers will need to disclose and make publicly