Showing 931 to 940 of 1004 search results for consumer research.

931. PS18/14: Extending the Senior Managers and Certification Regime to FCA firms – Feedback to CP17/25 and CP17/40, and near-final rules

     Policy statements

     Published: 26/07/2017

     Last modified: 04/07/2018

     We have published near-final rules on the extension of the Senior Managers and Certification Regime to all FSMA authorised firms.

932. Coronavirus and customers in financial difficulty: draft additional guidance for insurance and premium finance firms

     Guidance consultations

     Published: 16/10/2020

     Last modified: 30/11/2020

     The FCA has announced proposals to help customers who hold insurance and premium finance products and who continue to face financial difficulties because of coronavirus (Covid-19).

933. PS16/10: Financial Services Compensation Scheme – Management Expenses Levy Limit 2016/17

     Policy statements

     Published: 29/03/2016

     Last modified: 29/03/2016

     So the new rules will primarily support and advance the FCA’s operational objective of consumer protection. ... This paper is relevant to all authorised firms, but it does not include anything directly relevant to retail financial services consumers or

934. PS15/12: Proposed changes to our pension transfer rules, feedback on CP15/7 and final rules

     Policy statements

     Published: 08/06/2015

     Last modified: 07/09/2016

     We publish our Policy Statement on our proposed changes to our rules following an amendment to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (RAO).

935. PS19/20: Optimising the Senior Managers & Certification Regime and feedback to CP19/4

     Policy statements

     Published: 26/07/2019

     Last modified: 26/07/2019

     The Senior Managers & Certification Regime (SM&CR) was introduced for banking firms in 2016 and insurers in December 2018. It will apply to solo-regulated firms from December 2019.

936. Multi-firm review of client categorisation in corporate finance firms: high-level observations

     Multi-firm reviews

     Published: 20/10/2025

     Last modified: 20/10/2025

     We reviewed firms’ compliance with COBS3 client categorisation rules and COBS4 certification requirements. We found gaps in firms’ assessments and records.

937. CP14/1: Financial Services Compensation Scheme – management expenses levy limit 2014/15

     Consultation papers

     Published: 20/01/2014

     Last modified: 07/02/2022

     This joint FCA and PRA consultation paper (CP) outlines the proposed management expenses levy limit (MELL) for the FSCS for 2014/5.

938. GC14/4 Guidance on the Financial Policy Committee’s recommendation on loan to income ratios in mortgage lending

     Guidance consultations

     Published: 05/08/2014

     Last modified: 13/02/2026

     We invite views on the proposed guidance on the loan to income (LTI) ratio for residential mortgages.

939. CP17/40: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime

     Consultation papers

     Published: 13/12/2017

     Last modified: 22/02/2018

     Consumers may be interested how individual accountability is being enhanced within financial services.

940. FG15/4 - Social media and customer communications: The FCA’s supervisory approach to financial promotions in social media

     Finalised guidance

     Published: 13/03/2015

     Last modified: 26/03/2024

     In August 2014, we consulted on our approach to the supervision of financial promotions in social media.