Showing 11 to 20 of 95 search results for "market watch".

11. Transaction reporting resources

    Markets

    Published: 14/11/2024

    Last modified: 06/08/2026

    To help you understand your firm’s transaction reporting requirements, read more on applicable legislation, regulatory technical standards, non-legislative materials and regulatory updates.

12. Market abuse

    Markets

    Published: 03/05/2016

    Last modified: 11/02/2026

    Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

13. Market Watch 76

    Newsletters

    Published: 30/01/2024

    Last modified: 31/01/2024

    Newsletter on market conduct and transaction reporting issues, October 2023.

14. Market Watch 75

    Newsletters

    Published: 31/10/2023

    Last modified: 31/10/2023

    Newsletter on market conduct and transaction reporting issues, October 2023.

15. Market Watch issue 64: market conduct and Brexit and MiFID II transaction reporting issues [pdf]

    Newsletters

    Published: 27/08/2020

    Last modified: 27/08/2020

    This edition of Market Watch provides important information to help MiFID II firms prepare for the end of the transition period.

16. Market Watch 71

    Newsletters

    Published: 13/12/2022

    Last modified: 13/12/2022

    In this edition we share our observations about changes in advisory firms’ insider lists since the publication of Market Watch 60.

17. Market Watch 66

    Newsletters

    Published: 11/01/2021

    Last modified: 22/01/2021

    In this Market Watch, we set out our expectations for firms on recording telephone conversations and electronic communications when alternative working arrangements are in place, including increased homeworking.

18. Market Watch 41 [pdf]

    Newsletters

    Published: 24/10/2012

    Last modified: 05/08/2016

19. Market Watch 60 [pdf]

    Newsletters

    Published: 01/08/2019

    In this newsletter, the FCA shares its concerns and findings about control of access to inside information. This follows the conviction of Fabiana Abdel-Malek, a former Compliance officer in the London branch of a major investment bank. It also

20. Sign up for FCA newsletters and email alerts

    Last modified: 30/01/2026

    Be notified of FCA news, publications, events and unauthorised firm warnings.