Showing 21 to 30 of 94 search results for "market watch".

21. Market Watch 74

    Newsletters

    Published: 25/07/2023

    Last modified: 25/07/2023

    n this Market Watch, we describe some of our recent supervisory observations, covering RTS 22 transaction reporting and the submission of financial instrument reference data under RTS 23.

22. Market Watch issue 63: market conduct and discipline in context of coronavirus [pdf]

    Newsletters

    Published: 27/05/2020

    This edition of Market Watch provides important information to market conduct and discipline in context of coronavirus.

23. Market Watch 62 [pdf]

    Newsletters

    Published: 30/10/2019

    In this Market Watch, we share our concerns about personal account dealing (PAD) - where employees of an authorised firm trade for themselves rather than for clients.

24. Market Watch 65: Newsletter on market conduct and transaction reporting issues [pdf]

    Newsletters

    Published: 07/09/2020

    Last modified: 07/09/2020

    This Market Watch we discuss how inappropriate handling of information requirements issued by FCA.

25. Market Watch 54 [pdf]

    Newsletters

    Published: 08/11/2017

    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

26. Market Watch 59 [pdf]

    Newsletters

    Published: 17/04/2019

    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

27. Market Watch 46 [pdf]

    Newsletters

    Published: 08/07/2014

    Last modified: 08/07/2014

    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

28. Market Watch 45 [pdf]

    Newsletters

    Published: 12/02/2014

    Last modified: 12/02/2014

    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

29. Market Watch 44 [pdf]

    Newsletters

    Published: 02/08/2013

    Last modified: 02/08/2013

    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

30. Market Watch 58 [pdf]

    Newsletters

    Published: 17/12/2018

    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.