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Showing 71 to 80 of 95 search results for "market watch".
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FCA fines Mako for failings relating to cum-ex trading
The FCA has fined Mako Financial Markets Partnership LLP (Mako) £1,662,700 for failing to ensure it had effective systems and controls to guard against financial crime. -
FCA fines US based oil trader US $903K for market manipulation
The Financial Conduct Authority (FCA) has fined US based High Frequency Trader, Michael Coscia, US $903,176 (£597,993) for deliberate manipulation of commodities markets. -
Four men under investigation on suspicion of multiple offences
The FCA and National Crime Agency (NCA) conducted a major operation to arrest 3 London based individuals. -
CP25/34: ESG ratings: proposed approach to regulation
The FCA is consulting on rules to improve transparency and trust in the environmental, social or governance (ESG) ratings market. -
Information on market manipulation investigations - September 2024
FCA provides information on market manipulation investigations - September 2024 -
Payment for order flow multi-firm review findings
This final report on our recent supervisory work on conflicts of interest and payment for order flow (PFOF) follows the preliminary findings published in Market Watch 56 in September 2018. -
Information on transaction reporting under MiFIR - May 2022
The FCA answers questions regarding transaction reporting under MiFIR. -
Information on fines for lack of voice recording compliance - March 2022
The FCA provides information on fines for lack of voice recording compliance. -
Multi-firm review into off-channel communications
Our findings on firms’ approach to off-channel communications. -
FCA fines Arian Financial LLP £288,962.53 for failings relating to cum-ex trading
The FCA has fined Arian Financial LLP £288,962.53 for failing to ensure it had effective systems and controls against financial crime.