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Showing 1 to 10 of 696 search results for board effectiveness review.
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FCA Board Effectiveness Review 2021 [pdf]
The FCA Board commissioned Advanced Boardroom Excellence to conduct an independent external evaluation of its Board between May – July 2021 -
Transparency
The FCA sets out to be open and accountable, so we can be scrutinised by consumers, firms and Parliament. -
Financial Conduct Authority: Review of Board Effectiveness: 2017 [pdf]
The FCA Board undertook its third independent effectiveness review towards the end of 2017, the previous ones having been undertaken in 2014 and 2015 respectively. This 2017 review was undertaken by Independent Audit Ltd. -
Financial Conduct Authority: Review of Board Effectiveness: 2014 [pdf]
In 2014, the Board commissioned Independent Audit Limited to undertake a review of its effectiveness. -
Financial Conduct Authority (FCA) Board Effectiveness: An Independent Evaluation 2015 [pdf]
This external evaluation, which was commissioned in June 2015, and conducted between June and October by Boardroom Review Limited, offers an independent view of the Board’s effectiveness, and provides a roadmap for its development. -
Independent Governance Committees
Read about the FCA rules for workplace personal pension schemes and Independent Governance Committees (IGCs). -
Credit rating agencies
Any legal person wishing to issue credit ratings in the UK for regulatory purposes, publicly or by subscription, will need to be registered or certified with the FCA. -
Financial Stability Board publishes Peer Review of UK remuneration regime
A joint statement with the PRA welcoming the Financial Stability Board’s (FSB) Peer Review of the UK’s compensation regime. -
Review of host Authorised Fund Management firms
We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed. -
Growth: mission possible
Speech by Nikhil Rathi, FCA Chief Executive, at the City Dinner, Mansion House.