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Showing 101 to 110 of 696 search results for board effectiveness review.
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Credit rating agencies multi-firm review: Insights into surveillance, methodologies and internal controls
This multi-firm review is a continuation of the work we published under the first mult-firm review in November 2025. -
The FCA’s second phase of reform of the Listing Rules: Increasing transparency and encouraging more market participation
Speech by Clare Cole, FCA Director of Market Oversight, to The Regulation of Listed Companies Summit -
Joint FCA and ICO statement on regulatory expectations regarding firms’ approaches to vulnerability related data
This statement is to help firms understand and apply the FCA’s and ICO’s expectations for delivering good outcomes for retail consumers in vulnerable circumstances, in line with the Consumer Duty, and to maintain confidence in the lawful, fair -
Creating a fair and competitive environment for retail banking in the interests of consumers
Speech by Karina McTeague, Director of Retail Banking, the FCA. This is the text of the speech as drafted, which may differ from the delivered version. -
Home and travel claims handling arrangements: good practice and areas for improvement
Find examples of good practice and areas for improvement in home and travel insurers’ claims handling arrangements. -
Multi-firm review of contracts for difference providers’ provision of price and value
We reviewed a sample of contracts for difference (CFD) providers to understand how they comply with their obligations under the Consumer Duty 'Price and Value’ outcome. -
Free trade in financial services and global regulatory standards: friends not rivals
Speech by Andrew Bailey, Chief Executive of the FCA, at the Economic Council Financial Markets Policy Conference. -
Firms’ preparations to comply with the cryptoasset financial promotions regime – feedback on good and poor practice
The FCA met with various regulated cryptoasset firms to understand how prepared they were. See findings and examples of good and poor practice. -
Anti-fraud controls and complaint handling in firms (with a focus on APP Fraud)
This publication sets out the key findings from our review of how firms mitigate the risks of APP fraud and fraud attacks more broadly. -
Multi-firm review of algorithmic trading controls: high-level observations
The FCA reviewed a sample of principal trading firms to assess their compliance with MiFID Regulatory Technical Standards (RTS) 6 and identify any areas of weakness in firms’ algorithmic control frameworks.