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Showing 111 to 120 of 696 search results for board effectiveness review.
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FCA response to the independent panels’ 2022/23 annual reports
In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports. -
Multi-firm review of liquidity risk management at wholesale trading firms
This paper summarises our observations from the multi-firm review of liquidity risk management at a range of wholesale trading (sell-side) firms. -
Review of TCFD-aligned disclosures by premium listed commercial companies
Following the introduction of a climate-related disclosure rule as a first step to improving the quality and quantity of disclosures across the corporate sector, we outline our preliminary observations and reiterate our expectations. -
FCA response to the independent panels’ 2023/24 annual reports
In line with its statutory requirement, the FCA responds to key representations made by the Panels in their 2023/24 annual reports. -
Principal firms embedding the new rules for effective appointed representative oversight: Good practice and areas for improvement
Our findings on how firms are embedding new AR rules and examples of good practice and areas for improvement for firms to consider. -
Outcomes monitoring: good practice and areas for improvement
Read the findings of our review into firms’ approaches to monitoring consumer outcomes. -
FCA reviews effectiveness of UK primary capital markets
The FCA is seeking feedback on how the UK primary capital markets can most effectively meet the needs of issuers and investors. -
What we publish
We publish a wide range of publications: consultations, policy papers, decision-making documents, research and other useful information. Find out more about the types of documents available. -
FS17/3 and PS17/22: Review of the effectiveness of primary markets
In February 2017 we published a Discussion Paper and a Consultation Paper as part of our 2016/2017 Business Plan commitment to review the structure of the UK’s primary markets to ensure they continue to serve the needs of issuers and investors. -
Consumer Duty publications and resources
Read the FCA's Consumer Duty publications, including policy, guidance and speeches.