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Showing 121 to 130 of 696 search results for board effectiveness review.
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Dear Chair of the Board Letter - Governance compliance review [pdf]
To assess the extent to which Significant IFPRU Investment Firms are following CRD IV governance requirements. -
Oversight Committee
The FCA Oversight Committee works with the Financial Ombudsman and the FSCS to ensure they can carry out their roles. -
Consumer Duty information for firms
To help firms apply the Consumer Duty, the FCA gives more information on areas of the Duty firms have been asking about. -
Review on disclosure of costs by asset managers
We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are. -
FCA Board
The FCA Board holds us accountable for the way we work. Find out more about its role and meet its members. -
UK EMIR news archive
Read our archive of news relating to UK and EU EMIR dating back to August 2013. -
TR13/10 - Outsourcing in the asset management industry
We have published the findings from our review that assessed whether asset managers are effectively mitigating the risks relating to outsourcing. -
Executive committees
Find out about the FCA's executive committee members and how our management structure operates to ensure markets work well. -
Firms' treatment of customers in vulnerable circumstances – review
The FCA has reviewed how firms are supporting customers in vulnerable circumstances, and whether existing guidance is still appropriate. -
Operational resilience
The FCA sets out the requirements of its policy and how to report an operational disruption.