Showing 131 to 140 of 696 search results for board effectiveness review.

131. FCA sets out 14-point action plan on cash savings

     Press Releases

     Published: 31/07/2023

     Last modified: 28/07/2026

     Action plan to ensure firms are passing on interest rate rises to savers appropriately, that they’re communicating with customers much more effectively and offering them better savings rate deals.

132. Apply to become a consumer investments firm

     Firms

     Published: 09/11/2023

     Last modified: 04/08/2026

     Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.

133. Diversity, equity and inclusion: our progress

     About us

     Published: 01/04/2016

     Last modified: 09/07/2026

     We’re a more effective regulator when we’re truly representative of broader society. Find out more about the FCA's DEI priorities.

134. UK Securities Financing Transactions Regulation (UK SFTR)

     Markets

     Published: 11/03/2020

     Last modified: 16/12/2025

     Now the transition period has ended, UK SFTR directly applies in the UK. Find out more about requirements on UK counterparties, and third-country branches of UK established counterparties, that enter into securities financing transactions (SFTs).

135. PS21/22: Primary Market Effectiveness Review: Feedback and final changes to the Listing Rules

     Policy statements

     Published: 02/12/2021

     Last modified: 02/12/2021

     We set out our new rules to make primary markets work more effectively for both companies and investors.

136. Strengthening wholesale markets

     Focus areas

     Last modified: 29/07/2024

     We’re reforming our rules to strengthen the UK’s position in global wholesale markets, support growth and competitiveness, and maintain high standards of consumer protection and market integrity.

137. FSA - Handbook Notice 115 [pdf]

     Handbook

     Published: 08/12/2011

     Last modified: 30/05/2013

     On 22 September 2011 the FSA Board made changes to the Handbook as part of the Retail Distribution Review (RDR) programme. These changes provide that trail commission can continue for pre-RDR products and makes changes to the adviser charging rules

138. MiFID II: product governance review

     Multi-firm reviews

     Published: 26/02/2021

     Last modified: 15/04/2021

     In this MiFID II review we looked at product governance in a sample of 8 asset management firms.

139. Event costs

     Last modified: 13/11/2025

     Overall approximate costs for public events that the FCA organises and publicises, from April 2013 onwards.

140. Rent-to-own – update

     News stories

     Published: 30/01/2018

     Last modified: 02/12/2020

     The FCA took over the regulation of consumer credit, including the rent-to-own sector, in April 2014.