Showing 211 to 220 of 696 search results for board effectiveness review.

211. Statement on the launch of the finalised CTI templates

     Statements

     Published: 22/05/2019

     Last modified: 22/05/2019

     The FCA welcomes the announcement by the Cost Transparency Initiative (CTI) officially launching finalised and industry-ready templates for the disclosure of costs and charges to institutional investors. The new templates can now be used by

212. Data strategy 2020

     Corporate documents

     Published: 07/01/2020

     Last modified: 27/01/2026

     The data strategy sets out the FCA's vision for 2024 and how it will make better use of its data and analytics to transform how it regulates and delivers its Mission.

213. Conduct Risk Briefing

     Speeches

     Published: 28/11/2014

     Last modified: 28/11/2014

     Speech by Robert Taylor, Head of Wealth Management & Private Banking, at the FCA. This is the text of the speech as drafted, which may differ from the delivered version.

214. FCA Prudential Supervision Forum

     News stories

     Published: 21/05/2015

     Last modified: 30/03/2018

     Dear Chair of the Board Letter - Governance compliance review (PDF).

215. The regulatory challenge

     Speeches

     Published: 23/02/2015

     Last modified: 24/02/2015

     And that results in the sorts of examples we hear about of customers being unable to transfer to a smaller mortgage supposedly because of the mortgage market review, or of people ... Yet, despite this, as our most recent thematic review in this area shows

216. Improvements to equity secondary markets

     News stories

     Published: 03/05/2023

     Last modified: 03/05/2023

     The FCA are introducing changes to improve how equity secondary markets operate.

217. News for WorldSpreads Customers

     News stories

     Published: 19/03/2012

     Last modified: 23/04/2013

     On 18th March 2012, we confirmed that WorldSpreads Limited, a spreadbetting company, entered the Special Administration regime (SAR).

218. Consumer Duty firm survey – Spring 2023

     Data

     Published: 28/06/2023

     Last modified: 03/12/2025

     The FCA commissioned Ipsos UK to undertake an anonymous survey of 1,230 firms in scope of the Consumer Duty. This survey adds to the FCA's understanding of how prepared firms are for when the Duty comes into force for products and services that are

219. Changes in mortgage regulation

     Speeches

     Published: 11/11/2015

     Last modified: 11/11/2015

     Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations, delivered at the Council of Mortgage Lenders conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

220. Information we can share

     Last modified: 05/01/2024

     A guide to what the FCA can and can’t share with the public about firms, people, and markets.