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Showing 261 to 270 of 696 search results for board effectiveness review.
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Enforcement regulatory disclosure review: outcome
Following a review, the FCA has improved our disclosure processes in regulatory enforcement cases. -
FCA set to implement new listing rules in May 2014
The FCA proposed a suite of changes to the listing regime in November 2013 (CP 13/15 ‘Enhancing the effectiveness of the listing regime and further consultation’). ... The FCA’s Board will be asked to approve the new requirements on cancellation -
Competition in the interests of consumers
Speech by Martin Wheatley, Chief Executive of the FCA, at Mansion House, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Apply to become a general insurance intermediary
Learn how to apply to the FCA for authorisation if you're a general insurance intermediary, Lloyds and London Market Intermediary or a price comparison website. -
Primary Market Bulletin 62
Newsletter for primary market participants, on the FCA case against Carillion plc, manipulative investment, modified transfers and changes to the Prospectus Rules. -
IRHP: businesses in financial distress
How the IRHP review considers businesses in financial difficulty, businesses in administration and dissolved companies. -
Apply to be a registered AIFM
Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers. -
Building better foundations in AI
Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at The Alan Turing Institute’s Framework for Responsible Adoption of Artificial Intelligence in the Financial Services Industry event. -
Lessons to learn from the GameStop episode
Learn what happened to the share price of retailer GameStop, how to spot the drawbacks of a risky investment and decide whether it’s right for you. -
Our gender pay gap 2018
We report on our gender pay gap and our target to increase the senior representation of women at the FCA