Search results
Showing 291 to 300 of 696 search results for board effectiveness review.
-
Electronification of trading
Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at the FIX 2016 EMEA Trading Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
Shining a light on private markets
Speech by Sarah Pritchard, deputy chief executive, at the Investment Association's Private Markets Summit. -
FCA annual work programme 2026/27
Our annual work programme details what we will deliver in 2026/27 on our 4 strategic priorities. (Formerly known as our business plan.) -
Getting the right investor outcomes
Speech by William Amos, Director of Wholesale Banking and Investment Management at the Investment Week Fund Management Summit, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Learning the lessons of the past as an industry
The review of lessons is still, at times, too narrow and too literal. ... For some, there is disquiet about the scale of fines. As the regulator we are used to being criticised by both sides, and the scale and effectiveness of fines is a -
Wholesale banks supervision
Find out about the FCA's supervisory work, risks we’ve seen crystallise and findings from wholesale banks’ internal audit functions. -
FG23/1: OPBAS Sourcebook update
The FCA sets out feedback guidance from consultation on the OPBAS source. -
FCA Board appoints new members to the Regulatory Decisions Committee
The Board of the Financial Conduct Authority (FCA) has appointed an additional six members to the FCA’s Regulatory Decisions Committee (RDC). -
Complaints handling review findings
The findings of our review of how Non-deposit Taking Mortgage Lenders (NDTMLs) and Mortgage Third-Party Administrators (MTPAs) handle complaints. -
Our Rule Review Framework
The FCA have developed a draft Rule Review Framework to explain how it plans to monitor and review how its rules are working in practice.