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Showing 31 to 40 of 697 search results for board effectiveness review.
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UK Listing Rules for investment entities review
FCA is bringing forward a review of some aspects of the UK Listing Rules to consider how they apply to specific types of investment entities. -
Cryptoassets: What we expect to see in your application for registration
Make sure you understand FCA expectations, the information you need to provide and the key areas to focus on when applying to the FCA for registration under the Money Laundering Regulations -
Primary Market Bulletin 50
This edition of the FCA’s Primary Market Bulletin covers sponsor regime supervisory reviews and sponsor-related Knowledge Base guidance. -
Products and services: good practice and areas for improvement
Read the findings of the FCA's review into firms' approaches to products and services. -
A credit market that delivers for consumers
Speech by Roma Pearson, Director of Consumer Finance, delivered at Credit Summit 2023. -
Primary Market Bulletin 53
This edition of the FCA’s Primary Market Bulletin covers Knowledge Base updates following new UK Listing Rules. -
FCA consults on reforms to improve the effectiveness of UK primary markets
The FCA has today launched a consultation on a series of proposed reforms to improve the effectiveness of UK primary markets, alongside a discussion of how we might continue to develop the regime to ensure the UK remains a competitive and dynamic -
Operational resilience: insights and observations for firms
Make sure your firm is ready to comply with the FCA's operational resilience rules by 31 March 2025. Use our observations to help review your firm’s approach. -
September 2014: Internal Audit report: A review of the adequacy and effectiveness of controls for Software Asset Management (SAM) [pdf]
This document was submitted to the Treasury Committee on 01 October 2015 and published by them today. This document is a redacted version of an Internal Audit Report submitted to the Audit Committee of the FCA Board. At the request of the Treasury -
How the UK will regulate for the future
Speech by Nikhil Rathi, our Chief Executive, delivered at the Peterson Institute for International Economics.