Showing 341 to 350 of 696 search results for board effectiveness review.

341. MiFID II: retail investment advice firms

     Firms

     Published: 09/01/2018

     Last modified: 22/10/2024

     A summary of some of the key changes that impact retail investment advice firms, effective from 3 January 2018.

342. Review into change and innovation in the unsecured credit market (the Woolard Review)

     About us

     Published: 22/10/2020

     Last modified: 16/03/2023

     Information about our review of unsecured credit market regulation, chaired by Christopher Woolard CBE

343. FCA welcomes buy now pay later consultation

     Statements

     Published: 17/10/2024

     Last modified: 17/10/2024

     We welcome the government's consultation on the regulation of currently-exempt buy now pay later (BNPL) products.

344. Investor protection under MiFID II

     Speeches

     Published: 20/10/2015

     Last modified: 20/10/2015

     Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

345. Martin Wheatley to stand down as FCA Chief Executive

     Press Releases

     Published: 17/07/2015

     Last modified: 17/07/2015

     Mr Wheatley will continue to act as an adviser to the FCA Board until January 31 2016 with a particular emphasis on the implementation of the Fair and Effective Markets Review, ... We owe him a lot and I and my Board would like to thank him for his great

346. Mortgage Lending in the post MMR world

     Speeches

     Published: 05/11/2014

     Last modified: 10/11/2014

     Speech by Linda Woodall, Director of Mortgage and Consumer Lending, Council of Mortgage Lenders Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

347. Service standards 2020/21

     Data

     Published: 15/07/2021

     Last modified: 15/07/2021

     The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2020/21.

348. The compliance function in wholesale banks

     Multi-firm reviews

     Published: 23/11/2017

     Last modified: 29/08/2025

     We recently reviewed the compliance function in wholesale banks.

349. Assessing the value of financial advice

     Speeches

     Published: 04/12/2017

     Last modified: 11/04/2018

     Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London.

350. Regulation - supporting vibrant markets

     Speeches

     Published: 02/06/2015

     Last modified: 02/06/2015

     Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the Future of Financial Services event in London. This is the text of the speech as drafted, which may differ from the delivered version.