Showing 351 to 360 of 696 search results for board effectiveness review.

351. Information in relation to Premier FX - May 2021

     FOI releases

     Published: 27/05/2021

     Last modified: 25/10/2022

     The FCA provides a chronological list of organisations the Head of the FCA's Claims Management Companies department met with.

352. DP23/3: Review of the Senior Managers and Certification Regime (SM&CR)

     Discussion papers

     Published: 30/03/2023

     Last modified: 09/08/2023

     In this joint Discussion Paper (DP) with the PRA, we are seeking input on potential ways to improve the Senior Managers and Certification Regime (SM&CR).

353. Investment Association Annual Dinner 2017

     Speeches

     Published: 17/10/2017

     Last modified: 17/10/2017

     Speech by Andrew Bailey, Chief Executive of the FCA, at the Investment Association Annual Dinner 2017.

354. FCA proposes measures to improve the effectiveness of UK primary listed debt markets

     Press Releases

     Published: 27/04/2016

     Last modified: 27/04/2016

     FCA proposes measures to improve the effectiveness of UK primary listed debt markets. ... an extension of the scope of the FCA’s ‘Same Day Service’ under which we review prospectus supplements.

355. Our approach to international firms

     Corporate documents

     Published: 19/03/2024

     Last modified: 19/03/2024

     Find out what standards we expect from international firms providing financial services in the UK, or preparing to apply for full UK authorisation.

356. Insurance financial crime controls – multi-firm review

     Multi-firm reviews

     Published: 23/06/2026

     Last modified: 23/06/2026

     We set out our findings and what insurance firms can do to improve their financial crime systems and controls.

357. Chairman's speech to the Trust in Banking Conference

     Speeches

     Published: 20/10/2015

     Last modified: 22/10/2015

     Speech by John Griffith Jones, Chairman, FCA, delivered at the Trust in Banking Conference, organised by Cambridge Judge Executive Education at the London Stock Exchange. This is the text of the speech as drafted, which may differ from the delivered

358. New appointments for governance of Financial Conduct Authority

     Press Releases

     Published: 19/03/2013

     Last modified: 29/03/2013

     Three new Chairmen have been appointed to the independent Panels which lead the process for constructive challenge of the Financial Conduct Authority’s (FCA’s) policies and practices from the point of view of regulated firms.

359. IRHP: agreements with the banks and instructions to the independent reviewers

     Consumers

     Published: 26/04/2016

     Last modified: 20/03/2023

     IRHP: agreements with the banks and instructions to the independent reviewers.

360. Rethinking regulation for the age of AI

     Speeches

     Published: 24/06/2026

     Last modified: 25/06/2026

     Speech by Nikhil Rathi, FCA chief executive at techUK's Agents of Change: Generative and Agentic AI in Financial Services 2026.