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Showing 401 to 410 of 697 search results for board effectiveness review.
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Transaction governance in wholesale banks – review
Our findings from a review of transaction governance. -
Evolution of a new model for financial regulation in the UK
Christopher Woolard, interim chief executive, delivers speech at the 10th annual International Financial Services Forum -
Reaping the rewards of investing in women
Speech by Sheree Howard, Executive Director of Risk and Compliance Oversight at PIMFA Women’s symposium conference -
FCA confirms new Listing Rules to boost growth and innovation on UK stock markets
We confirm a series of rule changes to ensure that the UK's public markets remain a trusted and attractive place to list successful companies. -
CASS compliance – the bigger picture
Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA confirms final rules for independent governance committees
The FCA has confirmed that a review of the overall effectiveness of the new governance bodies will be conducted in 2017. -
Primary Market Bulletin 63
In this edition we finalise TN 717.3, consult on proposed changes to the guidance in TN 619.2, highlight changes to our Handbook following recent Quarterly Consultation Papers and update on our work regarding specialist issuers. -
September 2014: Internal Audit report: A review of the Customer Contact Centre (CCC) [pdf]
This document was submitted to the Treasury Committee on 01 October 2015 and published by them today. This document is a redacted version of an Internal Audit Report submitted to the Audit Committee of the FCA Board. At the request of the Treasury -
Our ambitious agenda for UK asset management
Speech by Ashley Alder, FCA chair, at the Bloomberg Buy-side Forum. -
CP26/5: Aligning listed issuers’ sustainability disclosures with international standards
The FCA consulted on proposals to evolve our rules for listed companies' sustainability disclosures.