Search results
Showing 421 to 430 of 697 search results for board effectiveness review.
-
Operational resilience: beyond regulatory raincoats
Suman Ziaullah reflects on operational resilience at the FCA. -
Overview of our cryptoassets regime policy statements
The UK is taking a major step forward. With these policy statements, we deliver a significant package as part of the Cryptoasset Roadmap and deliver a comprehensive regime that puts the UK at the forefront of responsible cryptoasset regulation -
The FCA and Practitioner Panel launch joint survey for 2019
The FCA and Practitioner Panel joint survey is sent annually to a sample of the firms that we regulate. It gives firms the opportunity to provide feedback to the FCA on how we regulate the industry. -
Why diversity and inclusion are regulatory issues
Speech by our CEO, Nikhil Rathi, at the launch of the HM Treasury Women in Finance Charter Annual Review. -
PS23/6: Financial promotion rules for cryptoassets
We summarise the feedback we received to CP22/2 on cryptoassets and set out our final policy position and near final Handbook rules. -
SME collections and recoveries review
Findings from our multi-firm review assessing how retail banks treat their SME customers in collections and recoveries. -
PS21/16: Issuing statutory notices – a new approach to decision makers
We are reforming our decision-making process so we can make faster and more effective decisions. This will help us improve how we tackle firms and individuals who do not meet the required regulatory standards. -
CrowdStrike outage: lessons for operational resilience
FCA insights, observations and key lessons of how firms responded to the CrowdStrike outage and their preparedness to respond to future incidents. -
FG25/3: Treatment of politically exposed persons
FCA Finalised Guidance for firms on how to apply a proportionate and risk-based approach to UK politically exposed persons (PEPs) for anti-money laundering purposes. -
Wholesale market policy – a year in review
Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the ICI Global Trading and Market Structure Conference in London on 8 December 2015. This is the text of the speech as drafted, which may differ from the