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Showing 441 to 450 of 697 search results for board effectiveness review.

  1. Early indications that reforms of financial advice are working

    Press Releases

    Published: 16/12/2014

    Last modified: 12/04/2024

    Financial advisers are offering investors an increasingly professional service tailored to their individual needs, an FCA review has found.
  2. Why does the FCA care about diversity and inclusion?

    Speeches

    Published: 28/01/2021

    Last modified: 28/01/2021

    Speech by Georgina Philippou, Senior Adviser to the FCA on the Public Sector Equality Duty, given at the Ethnic Diversity in the City and Corporate UK Summit.
  3. Further success in reducing pension funds’ costs and charges

    News stories

    Published: 06/12/2017

    Last modified: 06/12/2017

    Actions taken by the FCA, the DWP and pension providers, together with Independent Governance Committees (IGCs) and trustees, result in lower costs and charges to consumers on about £24.9bn in workplace pension schemes.
  4. Examining the future of anti-money laundering regulations

    Speeches

    Published: 08/12/2015

    Last modified: 16/08/2021

    Speech by Rob Gruppetta at the Accuity AML Risk Reduction and Compliance Europe Conference on 8 December 2015
  5. Retail Banking: Business Continuity Planning

    Multi-firm reviews

    Published: 11/07/2019

    Last modified: 29/08/2025

    We have recently reviewed business continuity planning amongst a number of small and medium-sized retail banks, payments institutions and electronic money institutions.
  6. Challenges for the regulator - consumer credit, long-term savings and an ageing population

    Speeches

    Published: 04/10/2017

    Last modified: 04/10/2017

    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at City Banquet, Mansion House.
  7. PS18/11: Sovereign controlled companies

    Policy statements

    Published: 08/06/2018

    Last modified: 08/06/2018

    In this Policy Statement we respond to feedback arising from CP17/21 (PDF) and publish final rules for a new category within premium listing open to sovereign controlled companies. Issuers will be able to seek admission to the new category from 1
  8. Creditworthiness and affordability: common misunderstandings

    Firms

    Published: 26/06/2015

    Last modified: 10/02/2023

    There are some common misconceptions among consumer credit firms as to what the FCA rules on creditworthiness and affordability mean. They explain some of the main points and what firms should do to comply with their rules.
  9. FCA's key priorities for the financial advice industry

    Speeches

    Published: 02/11/2022

    Last modified: 05/12/2025

    Speech by Therese Chambers, our Director of Consumer Investments, delivered at the Personal Finance Society's Festival of Financial Planning.
  10. Call for Input: SME access to the Financial Ombudsman Service

    Calls for input

    Published: 17/03/2023

    Last modified: 19/06/2023

    We are looking to start a review of the rules extending SME access to FOS.
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