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Showing 501 to 510 of 697 search results for board effectiveness review.

  1. FCA and PSR Boards appoint new members to decision-making committees

    Press Releases

    Published: 14/12/2018

    Last modified: 14/12/2018

    FCA and PSR Boards appoint new members to decision-making committees. Press Releases First published:. ... Price Control Review at National Grid and was Director of UK Utility Regulation at PWC.
  2. What kind of market do we want to be?

    Speeches

    Published: 26/06/2025

    Last modified: 26/06/2025

    Speech by Nikhil Rathi, FCA chief executive at TheCityUK’s annual conference 2025.
  3. Shell companies benefiting from Transitional Provisions under the UK Listing Rules

    Markets

    Published: 29/07/2024

    Last modified: 29/07/2024

    The transitional provisions and how some shell companies benefit from them.
  4. Pension providers making good progress on reducing fees and charges

    Press Releases

    Published: 13/12/2016

    Last modified: 13/12/2016

    Pension providers have made significant progress towards meeting the recommendations of the Independent Project Board (IPB), to reduce cost and charges, according to a new report published today by the Financial Conduct Authority (FCA) and the
  5. FCA Enforcement data 2025/26

    Data

    Published: 09/07/2026

    Last modified: 09/07/2026

    This FCA enforcement data for the year 2025/26 forms part of the FCA's annual report 2025/26.
  6. HomeServe fined £30 million for widespread failings

    Press Releases

    Published: 13/02/2014

    Last modified: 13/02/2014

    In particular, during the period January 2005 to October 2011 it mis-sold insurance policies, failed to investigate complaints adequately, its Board was insufficiently engaged with compliance matters and its senior ... In particular HomeServe failed:.
  7. From regulator to firm to consumer: a virtuous chain of events

    Speeches

    Published: 18/03/2021

    Last modified: 18/03/2021

    Speech by Georgina Philippou, Senior Adviser to the FCA on the Public Sector Equality Duty, delivered at the Building Ethnic Diversity and Inclusion in Investment Management - Report Launch.
  8. Operational resilience: insights and observations one year on

    Good and poor practice

    Published: 27/03/2026

    Last modified: 27/03/2026

    Make sure your firm is continuing to comply with our operational resilience rules. Use our observations from firms’ self-assessments to help review and evolve your firm’s approach to being resilient.
  9. Multi-firm review into off-channel communications

    Multi-firm reviews

    Published: 07/08/2025

    Last modified: 07/08/2025

    Our findings on firms’ approach to off-channel communications.
  10. The retrospective application of rules: feedback on the call for examples

    News stories

    Published: 22/01/2015

    Last modified: 19/11/2021

    We asked firms to provide examples of the retrospective application of regulatory rules
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