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Showing 51 to 60 of 696 search results for board effectiveness review.
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Asset management and alternative firms’ financial crime controls: our findings
Read the FCA findings on financial crime risks inherent in firms' business models, and how control frameworks identify, manage and mitigate those risks. -
Business Plan 2022/23
The FCA Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy. -
Business Plan 2023/24
The FCA's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy. -
Building a regulatory environment for the future
Speech by our CEO, Nikhil Rathi, delivered at City Week 2021. -
Market abuse in a time of coronavirus
Julia Hoggett speaking on market abuse at the Ciy & Financial Global event. -
November 2014: Internal Audit report: A review of the design and effectiveness of the FCA’s external communications strategy [pdf]
This document was submitted to the Treasury Committee on 01 December 2015 and published by them today. This document is a redacted version of an Internal Audit Report submitted to the Audit Committee of the FCA Board. At the request of the Treasury -
2017 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. -
Recovery plans – initial observations
It would also facilitate a more effective review and validation of the recovery plan by the firm and the FCA.). ... Given the various concerns identified during our review, and in support of the overall objectives of the RRD, we would also encourage -
Implementing Technology Change
This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce -
Primary Market Bulletin 42
This edition of the FCA’s Primary Market Bulletin covers climate disclosures, the National Security and Investment Act, shell companies, and short selling.