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Showing 511 to 520 of 697 search results for board effectiveness review.

  1. FCA operating service metrics 2021/22

    Data

    Published: 19/07/2022

    Last modified: 12/01/2026

    The FCA provides information about the timeliness of its operating service metrics (formerly known as service standards) in a range of areas for 2021/22.
  2. FG25/1: Primary Market Bulletin No. 55

    Finalised guidance

    Published: 17/04/2025

    Last modified: 17/04/2025

    The Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 55.
  3. All aboard: strong infrastructure for smooth journeys

    Speeches

    Published: 06/11/2024

    Last modified: 06/11/2024

    Speech delivered by FCA chief operating officer Emily Shepperd at the UKSIF Leadership Summit
  4. CFD firms fail to meet our expectations on appropriateness assessments

    Multi-firm reviews

    Published: 29/06/2017

    Last modified: 29/06/2017

    Findings from our review of appropriateness assessments for sales of contracts for difference (CFD) products, through a sample of 23 firms.
  5. What you need to do when preparing for the new cryptoasset regulatory regime

    Firms

    Published: 30/04/2026

    Last modified: 30/04/2026

    The application period is open from 30 September 2026 to 28 February 2027. Find out what you need to do now.
  6. Competition and conduct regulation in financial services

    Speeches

    Published: 09/09/2013

    Last modified: 10/09/2013

    Speech by Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Regulatory Policy Institute's Annual Competition and Regulation Conference. This is the text of the speech as drafted, which may differ from the delivered version.
  7. Call of Duty: How putting customers front and centre will help industry innovate

    Speeches

    Published: 22/02/2023

    Last modified: 05/12/2025

    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the 'Countdown to Implementation of the Consumer Duty' event.
  8. Power brokers: how to transform into the lynchpins of the ecosystem

    Speeches

    Published: 16/05/2024

    Last modified: 16/05/2024

    Speech by Emily Shepperd, FCA Chief Operating Officer at the British Insurance Brokers' Association Conference.
  9. CP21/13: A new Consumer Duty

    Consultation papers

    Published: 13/05/2021

    Last modified: 11/08/2023

    We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards customers
  10. Year 2 Consumer Duty Board Reports: progress and what comes next

    Blogs

    Published: 16/04/2026

    Last modified: 16/04/2026

    In 2024, we reviewed 180 first year consumer duty board reports and 80 second year reports. While firms have improved, there are still areas needing further progress.
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