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Showing 521 to 530 of 697 search results for board effectiveness review.
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Financial Conduct Authority to investigate how firms deal with risk benchmark manipulation
The Business Plan also confirmed that a series of new thematic reviews into the conduct of wholesale banking and investment management firms would be undertaken. ... The thematic reviews in the wholesale market will sit alongside an assessment of -
FCA sets out approach to Non-Executive Directors and the Senior Managers Regime
Having a narrow SMR will also allow the FCA to focus regulatory resources on those responsible for key business areas and board committees. ... This includes a requirement for firms to appoint a whistleblowers’ champion, who will be responsible for -
FCA commits to being a more innovative, assertive and adaptive regulator
The commitment reflects the FCA’s Business Plan for 2021/22, the first annual plan since Nikhil Rathi joined the FCA as Chief Executive in October 2020 -
FCA publishes landmark review into impact of AI on retail financial services
The Mills Review sets out how AI could reshape retail financial services for consumers, firms, markets and regulators by 2030 and beyond. -
Review of principal firms in the investment management sector
We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are. -
Statement on accounting for lease modifications (amendment to IFRS 16)
We are announcing temporary relief for issuers who choose to use the amended IFRS 16 during the coronavirus (Covid-19) pandemic and its aftermath. -
Evolving our enforcement approach to protect and grow our markets
Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit. -
Independent reviews of Interest Rate Hedging Products and the Connaught Income Fund Series 1
The FCA has appointed Independent Reviewers for the lessons learned reviews commissioned by the FCA’s Board. One review will cover the redress scheme for Interest Rate Hedging Products and the other will cover the regulation of firms involved -
Combating romance fraud – prevention, detection and supporting victims
The FCA sets out key findings from its review of how firms detect and prevent romance fraud, and the measures they take to protect their customers against it. -
On the right track: Connecting consumers, products and growth
Speech by Nikhil Rathi, chief executive, at the JP Morgan Pensions and Savings Symposium 2025.