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Showing 551 to 560 of 697 search results for board effectiveness review.
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PS14/8: Response to CP13/15 – Enhancing the effectiveness of the Listing Regime
PS14/8: Response to CP13/15 – Enhancing the effectiveness of the Listing Regime. ... PS14/8 Response to CP13/15 – Enhancing the effectiveness of the Listing Regime. -
Further details of Independent Investigation of Connaught Income Fund Series 1 announced
Raj Parker has announced that the independent investigation into the approach to, implementation and oversight of the Connaught Income Fund Series 1 (the Fund) is now up and running and is inviting affected individuals to get in touch. -
FCA bans and fines financial adviser £68,300 for lacking honesty and integrity
The FCA has banned Simon Varley from working in financial services and fined him £68,300 for knowingly performing a controlled function without approval. -
Research Note: Money talks: Lessons from 2 LLM pilots on consumer guidance
This note examines the potential usefulness and limitations of large language models (LLMs) in consumer-facing financial services. -
Mutual societies registration function: 2023-24
An update on the FCA's work and a breakdown of societies on the register. -
Proposed new rules to encourage companies to list in the UK and other market improvements set out by financial watchdog
Proposals aimed at making the UK’s listing regime more accessible, effective, and competitive, have today been set out in detail by the Financial Conduct Authority (FCA). -
Research Note: More than reminders: Empowering pawnbroking staff for better customer outcomes
This research explores the effectiveness of an intervention to improve pawnbroking customer collection rates. -
FCA calls on firms to improve treatment of politically exposed persons (PEPs)
The FCA has told financial firms – including banks, payment firms and lenders – to do more to ensure Parliamentarians, senior public servants and their families are not treated unfairly. -
FCA tells banks to improve treatment of struggling small business borrowers
Follow a review of collection practices, the FCA tells banks they must treat small business customers fairly when collecting and recovering debts. -
The UK listing regime - developments since the UK Listings Review and next steps for reform
Speech by Clare Cole, Director of Market Oversight, at the Westminster Business Forum.