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Showing 581 to 590 of 697 search results for board effectiveness review.
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FSA fines Nestor Healthcare Group £175,000 for clearance to deal failings
The Financial Services Authority (FSA) has fined Nestor Healthcare Group Limited (Nestor) £175,000 for failing to take adequate steps to ensure that its board members and senior executives complied with the share dealing provisions of the FSA’s -
Finalising LIBOR transition – achievements in sterling markets and what remains to be done
Bank of England, FCA and Working Group set out what more needs to be done and update on how the Working Group will operate in the future -
FCA proposes consolidated tape to boost competitiveness of UK equity markets
The FCA has launched a consultation on proposals to introduce a UK equity consolidated tape to help increase capital investment and liquidity in equity markets. -
GC24/6: Primary Market Bulletin No. 53
We are consulting on the following proposed changes to the Knowledge Base. -
Our response to the CMA’s final report on its investigation into competition in the retail banking market
We have set out the actions we will take forward in the retail banking market in response to a number of recommendations from the Competition and Markets Authority (CMA). -
Research Note: Does the growth of passive investing affect equity market performance?
In this Research Note we review the recent academic research on the impact of the growth of passive investing on market efficiency and market effectiveness. -
FCA imposes recruitment ban on the Financial Group for failing to control its Appointed Representatives
The Group was referred to the FCA’s Enforcement Division following a risk assessment in May 2012 and the FCA’s predecessor the Financial Services Authority (FSA) thematic review of firms’ ... The FCA has required the firms to conduct further Past -
What are the lessons for insurance supervisors from the recent financial crisis?
Speech by Adair Turner, FSA Executive Chairman at the Swedish Central Bank. -
FCA fines five banks £1.1 billion for FX failings and announces industry-wide remediation programme
The Financial Conduct Authority (FCA) has imposed fines totalling £1,114,918,000 ($1.7 billion) on five banks for failing to control business practices in their G10 spot foreign exchange (FX) trading operations: Citibank N.A. £225,575,000 ($358 -
Consumer credit — high-cost short-term credit lending data
This page highlights insightful findings about the high-cost short-term credit market, drawing on both the new regulatory return data submitted to the FCA by consumer credit firms and the FCA's Financial Lives Survey 2017.