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Showing 591 to 600 of 697 search results for board effectiveness review.
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Annual Report 2015/16 and Competition Report 2013-16
influencing policy and technical standards internationally through bodies such as the European Securities and Markets Authority, the International Organization of Securities Commissions and the Financial Stability Board. ... working closely with -
Improving the Appointed Representatives regime through greater use of data
This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and -
Pay review 2025: Equality Impact Assessment
The FCA has carried out an Equality Impact Assessment to check the 2025 annual pay review did not disadvantage groups protected by the Equality Act 2010. -
The FCA’s approach to Brexit: our preparations and our vision for the future
Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at Bloomberg/TheCityUK. -
FG18/1: Sourcebook for professional body supervisors on anti-money laundering supervision
We have published our specialist sourcebook for professional body supervisors, that sets out expectations in relation to anti-money laundering supervision. -
Operation of the MoU with the Bank of England for market infrastructure - 2017 performance statement
on issues of shared interest and representation at project boards. ... The authorities will also review the MoU to ensure it continues to appropriately reflect their respective roles and responsibilities once the United Kingdom has left the EU. -
Best execution in UK listed cash equities – wholesale banks
Read the FCA's findings on how wholesale banks deliver best execution in UK listed cash equities. -
Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes
of these schemes that will be overseen by, and report into, an Independent Project Board (IPB). ... It is right that the Independent Project Board looks closely at these arrangements. -
Mills Review to consider how AI will reshape retail financial services
The FCA has launched a review into the implications of advanced AI on consumers, retail financial markets and regulators. -
FCA further bolsters its leadership team as it expands its headcount
The Financial Conduct Authority (FCA) has appointed six directors as it expands its headcount to meet a growing remit and to achieve its ambitious strategy, which launched in April. The appointments announced today, which fill a mix of new and