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Showing 601 to 610 of 697 search results for board effectiveness review.
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Information on End of Year performance ratings - July 2024
FCA provides information on End of Year performance ratings. -
FCA finalises proposals to boost disclosure of diversity on listed company boards and executive committees
We have finalised our rules requiring listed companies to report information and disclose against targets on the representation of women and ethnic minorities on their boards and executive management. -
FCA imposes penalties on Sonali Bank (UK) Limited and its former money laundering reporting officer for serious anti-money laundering systems failings
The Financial Conduct Authority (FCA) has fined Sonali Bank (UK) Limited (SBUK) £3,250,600 and has imposed a restriction, preventing it from accepting deposits from new customers for 168 days. It has also fined the bank’s former money laundering -
CP20/5: Consultation paper on ETF Listing: Premium to Standard Listing
In our Discussion Paper we asked whether premium listing obligations to open-ended investment companies (OEICs) should be dis-applied and OEICs should be listed in the standard-listing segment. Following our Feedback Statement, we committed to -
Millions of customers together save nearly £1 billion due to overdraft rule changes
Improved overdraft rules brought in by the FCA have reduced high fees for unarranged borrowing, removed complex charging structures and introduced help for those who were repeatedly using their overdraft. -
IFPR implementation observations: quantifying threshold requirements and managing financial resources – concluding report
Further observations on how firms are implementing requirements on the Internal Capital Adequacy and Risk Assessment process and reporting under the Investment Firms Prudential Regime. -
UK EMIR reporting questions and answers
Guidance for reporting under the revised UK EMIR Article 9 reporting requirements. -
Credit Rating Agencies multi-firm review: Insights into rating committee governance and practice
This multi-firm review focuses on the effectiveness and governance of rating committees (or committees) at UK registered credit rating agencies. -
Consumer investments priorities: strengthening trust, supporting investors
Speech by Lucy Castledine, director of consumer investments, at the TISA Inclusive Investing Conference 2026. -
FCA consults on targeted changes to listing rules for closed-ended investment funds
The FCA has published a consultation paper on proposed changes to its UK Listing Rules for closed‑ended investment funds, focused on the management of conflicts of interest.