Search results
Showing 631 to 640 of 697 search results for board effectiveness review.
-
Bellwethers of the economy: the need to engage with corporate treasurers to shape our markets
Speech by Nikhil Rathi, FCA chief executive, delivered at the Association of Corporate Treasurers Annual Conference 2024. -
CP14/6: FCA regulated fees and levies: rates proposals 2014/15
We are consulting on our proposed 2014/15 regulatory fees and levies for the FCA, the Financial Ombudsman Service (ombudsman service) general levy, and the Money Advice Service. -
FCA progresses framework to drive long-term value for workplace pension savers
Pensions savers stand to benefit from a new proposed framework designed to shift the focus from costs to long-term value, and deliver better retirement savings. -
FSA fines Norwich Union Life £1.26m for exposing its customers to the risk of fraud
The Financial Services Authority (FSA) has fined Norwich Union Life £1.26 million for not having effective systems and controls in place to protect customers' confidential information and manage its financial crime risks. These failings resulted in -
The importance of culture in driving behaviours of firms and how the FCA will assess this
Speech by Clive Adamson, Director of Supervision, the FCA, at the CFA Society - UK Professionalism Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA makes final appointment to ExCo with Georgina Philippou as Chief Operating Officer
The appointment now means that all executive director positions within the FCA have been filled following the review of strategy, priorities and ways of working in December 2014. ... bank. Georgina then joined the Securities and Investments Board (one of -
Borrowers in financial difficulty following the coronavirus pandemic - key findings
We detail our findings from our review of firms’ treatment of borrowers in financial difficulty after the pandemic. We include areas all firms must improve on. -
FCA asks Financial Advisers to review their processes in retirement income support
We have written to the Chief Executives of financial advice firms asking them to review their processes when providing retirement income advice. -
Firms’ customer due diligence processes and controls: our findings
In 2025, we conducted a multi-firm review of Customer Due Diligence (CDD), Enhanced Due Diligence (EDD) and ongoing due diligence controls. -
FCA and PSR Boards appoint new members to decision-making committees, including new chair and two deputy chairs
FCA and PSR Boards appoint new members to decision-making committees, including new chair and two deputy chairs. ... He is a member of Cass Business School’s Strategy Board and holds a Visiting Professorship from the University of South Wales.