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Showing 651 to 660 of 697 search results for board effectiveness review.
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Insurance brokers: serving consumers and businesses in times of uncertainty and change
Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the British Insurance Brokers' Association (BIBA) Conference. -
PS19/6: Rent-to-own price cap – feedback on CP18/35 and final rules
This paper sets out final rules on a price cap in the rent-to-own market and summarises feedback to CP18/35. -
Information about FCA's oversight of rules on production of value statements by asset managers 2019-2021 – September 2021
FCA provides information about FCA's oversight of rules on production of value statements by asset managers 2019-2021. -
FCA fines Lloyds Bank, Bank of Scotland and The Mortgage Business £64,046,800 for failures in mortgage arrears handling
The FCA has fined Lloyds Bank, Bank of Scotland and The Mortgage Business £64,046,800 for failures in mortgage arrears handling. The banks estimate they will have paid £300 million in customer redress. The redress programme is nearly complete. -
Climate reporting by asset managers, life insurers and FCA-regulated pension providers
The FCA sets out the findings and next steps following its review into firms' climate reporting in line with its rules. -
The Financial Conduct Authority publishes review into delivering ‘independent’ financial advice following the implementation of the Retail Distribution Review
Together the examples in the review and the video will address a number of topics, including:. ... The FCA has emphasised that it expects firms take on board its findings, review their practices and make any necessary changes ahead of it undertaking the -
Risk management and wind-down planning at e-money and payments firms – multi-firm review
The FCA has published findings on enterprise and liquidity risk management and wind-down planning. Find out about expectations, good practice and areas for improvement. -
J.P. Morgan International Bank fined for systems and controls failings in its wealth management business
The Financial Conduct Authority has fined J.P. Morgan International Bank Limited (JPMIB) £3,076,200 for systems and controls failings relating to its provision of retail investment advice and portfolio investment services. -
The art of thinking independently together – why the regulator cares about diversity
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the LGBT in the Financial Services Industry Summit. -
Second charge mortgages – improving outcomes for consumers
We have reviewed mortgage advice, fees and charges, and affordability assessments by second charge mortgage intermediaries and lenders.