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Notice of Decision 2024: Anthony Thomas James Faulkner [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We impose a cancellation. -
CT Lambson and Associates
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. -
Primary Market Bulletin 63
This Primary Market Bulletin covers sponsor guidance, consultation on working capital statements, Handbook changes, POATRs plans and specialist issuers. -
The Financial Conduct Authority’s Statement on Payment Protection Insurance (PPI)
2016 – hence PPI consumers would have until at least spring 2018 to complain (Note 4). ... Consumers who intend to complain about PPI should do so as soon as possible. -
Final Notice 2019: Car Centre Chesterfield Limited [pdf]
This final notice (Car Centre Chesterfield Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Notice of Decision 2024: The Colour Copier Company Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
REP025 data item: FAQs
Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs). -
Jones & Rossman - Solicitors Ltd
Jones & Rossman - Solicitors Ltd is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
WADDELL AND REED ASSOCIATES
WADDELL AND REED ASSOCIATES is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Webster; Cohen & Galombik Inc
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.